SEC Filing | Altaba Inc.

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Kothari Aman S

(Last)

(First)

(Middle)

701 FIRST AVENUE

(Street)

SUNNYVALE

94089

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/04/2009

3. Issuer Name and Ticker or Trading Symbol
YAHOO INC [ YHOO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
VP, Global Controller & CAO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	2,175⁽¹⁾	D
Common Stock	20,000⁽²⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Employee Stock Option ( right to buy )	12/04/2009	04/01/2013	Common Stock	21,250	11.395	D
Employee Stock Option ( right to buy )	12/04/2009	12/10/2013	Common Stock	11,250	20.58	D
Employee Stock Option ( right to buy )	12/04/2009	12/16/2014	Common Stock	8,000	37.08	D
Employee Stock Option ( right to buy )	⁽³⁾	12/20/2012	Common Stock	8,000	40.68	D
Employee Stock Option ( right to buy )	⁽⁴⁾	05/31/2013	Common Stock	75,000	31.59	D
Employee Stock Option ( right to buy )	⁽⁵⁾	11/27/2013	Common Stock	7,750	27.27	D
Employee Stock Option ( right to buy )	⁽⁶⁾	01/26/2014	Common Stock	7,750	28.04	D
Employee Stock Option ( right to buy )	⁽⁷⁾	08/27/2014	Common Stock	15,000	23.03	D

Explanation of Responses:

1. Represents a grant of restricted stock units under the Yahoo! Inc. 1995 Stock Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Yahoo! Inc. ("Company") common stock. All of the units are scheduled to vest on 1/26/2010 as long as the reporting person remains in the service of the Company through the vesting date.

2. Represents a grant of restricted stock units under the Yahoo! Inc. 1995 Stock Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Yahoo! Inc. common stock. One-fourth of the units are scheduled to vest on 2/25/2010, 2/25/2011, 2/25/2012 and 2/25/2013 as long as the reporting person remains in the service of the Company through the respective vesting date.

3. This option is currently exercisable as to seven-eighths of the securities underlying this option. An additional one-eighth of the securities underlying this option is scheduled to vest and become exercisable on 12/20/2009, as long as the reporting person remains in the service of the Company through the vesting date.

4. This option is currently exercisable as to three-fifths of the securities underlying this option. An additional two-fifths of the securities underlying this option are scheduled to vest and become exercisable on 05/31/2010, as long as the reporting person remains in the service of the Company through the vesting date.

5. This option is currently exercisable as to one-half of the securities underlying this option. An additional one-half of the securities underlying this option is scheduled to vest and become exercisable on 11/27/2010, as long as the reporting person remains in the service of the Company through the vesting date.

6. This option is currently exercisable as to one-half of the securities underlying this option. An additional one-half of the securities underlying this option is scheduled to vest and become exercisable on 1/26/2011, as long as the reporting person remains in the service of the Company through the vesting date.

7. This option is currently exercisable as to one-half of the securities underlying this option. An additional one-fourth of the securities underlying this option is scheduled to vest and become exercisable on 8/27/2010 and 8/27/2011, as long as the reporting person remains in the service of the Company through the respective vesting date.

	/s/ Aman S. Kothari	12/10/2009
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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